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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE NATIONAL, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE RULE 6.6800 SERIES

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; EXTENSION: FORM F-8-REGISTRATION STATEMENT

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Extension: Form F-8-Registr... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE BITWISE DOGECOIN ETF UNDER NYSE ARCA RULE 8.201-E (COMMODITY-BASED TRUST SHARES)

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULES 17H-1T AND 17H-2T

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rules 17h-1T and 17h-2... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF DESIGNATION OF A LONGER PERIOD FOR COMMISSION ACTION ON PROCEEDINGS TO DETERMINE WHETHER TO APPROVE OR DISAPPROVE A PROPOSED RULE CHANGE TO LIST AND TRADE SHARES OF THE GRAYSCALE HEDERA TRUST (HBAR) UNDER NASDAQ RULE 5711(D) (COMMODITY BASED TRUST SHARES)

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commissi... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: PROGRAM FOR ALLOCATION OF REGULATORY RESPONSIBILITIES PURSUANT TO RULE 17D-2; NOTICE OF FILING AND ORDER APPROVING AND DECLARING EFFECTIVE AN AMENDMENT TO THE PLAN FOR THE ALLOCATION OF REGULATORY RESPONSIBILITIES AMONG CBOE BZX EXCHANGE, INC., CBOE BYX EXCHANGE, INC., NYSE TEXAS, INC., CBOE EDGA EXCHANGE, INC., CBOE EDGX EXCHANGE, INC., FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., MEMX LLC, MIAX PEARL, LLC, NASDAQ BX, INC., NASDAQ PHLX LLC, THE NASDAQ STOCK MARKET LLC, NYSE NATIONAL, INC., NEW YORK STOCK EXCHANGE LLC, NYSE AMERICAN LLC, NYSE ARCA, INC., INVESTORS' EXCHANGE LLC, LONG-TERM STOCK EXCHANGE, INC., 24X NATIONAL EXCHANGE LLC, AND GREEN IMPACT EXCHANGE, LLC RELATING TO THE SURVEILLANCE, INVESTIGATION, AND ENFORCEMENT OF INSIDER TRADING RULES

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approvin... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NYSE ARCA, INC.; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE TO AMEND THE RULE 11.6800 SERIES

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: TCW STEEL CITY PERPETUAL LEVERED FUND LP, ET AL.

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: TCW Steel City Perpetual Levered Fund LP, et al. The notice was published in the Federal Register on Sept. 12 by... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; MIAX PEARL, LLC; NOTICE OF FILING AND IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE TO AMEND EXCHANGE RULE 2613 USAGE OF DATA FEEDS

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; SUBMISSION FOR OMB REVIEW; COMMENT REQUEST; REQUEST FOR A NEW OMB CONTROL NUMBER: FORM G-FIN, FORM G-FINW, FORM G-FIN-4, AND FORM G-FIN-5

WASHINGTON, Sept. 12 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Submission for OMB Review; Comment Request; Request for a New OMB Contr... Read More